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  1. brokercheck.finra.orgBrokerCheck - Find a broker, investment or financial advisor

    BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

  2. www.finra.org › investing › working-with-investment-professionalAbout BrokerCheck | FINRA.org

    A BrokerCheck report for an investment professional who is currently registered with FINRA or a national securities exchange, or who has been registered within the last 10 years, contains: A summary section that provides a brief overview of the investment professional and credentials.

  3. www.finra.org › about-brokercheck › search-helpBrokerCheck Search Help | FINRA.org

    You may search BrokerCheck for an individual or firm by name, CRD/SEC number, employing firm (individual searches only) or zip code. If Your Search Returned Too Many Results. You can narrow the search results you get by adding one or more of the search criteria noted above.

  4. www.finra.org › working-with-investment-professional › about-brokercheckBrokerCheck FAQ | FINRA.org

    Generally, currently registered investment professionals and brokerage firms are required to update their professional and disciplinary information in CRD within 30 days. Under most circumstances, information reported by firms, investment professionals and regulators is available in BrokerCheck the next business day.

  5. www.investopedia.com › terms › fFINRA Brokercheck: What It Means, How It Works - Investopedia

    Mar 2, 2024 · What Is FINRA BrokerCheck? FINRA BrokerCheck is a free, online tool that helps individuals research brokers, investment firms, and financial advisers.

  6. www.investor.gov › working-investment-professional › using-brokercheckUsing BrokerCheck | Investor.gov

    Details on a broker’s background and qualifications are available for free on FINRA’s BrokerCheck website. Using BrokerCheck, you can search for a brokerage firm or individual broker by name or registration number, and link to state regulators’ websites.

  7. www.forbes.com › advisor › investingWhat Is BrokerCheck? How Should You Use It? – Forbes Advisor

    Jan 19, 2023 · BrokerCheck is a free online tool provided by the Financial Industry Regulatory Authority (FINRA). Investors can use it to research and verify the professional backgrounds of brokers, brokerage...

  8. www.financestrategists.com › financial-advisor › finra-brokercheckFINRA BrokerCheck | Definition, History, & How It Works

    Jan 24, 2024 · FINRA BrokerCheck can be accessed through FINRA's website or by visiting brokercheck.finra.org. The tool is free to use and available to anyone with internet access, making it easy for investors to research brokers and firms from anywhere at any time.

  9. www.nerdwallet.com › article › investingBrokerCheck: What It Is and How to Use It - NerdWallet

    Sep 28, 2022 · With BrokerCheck, you can find information about a broker, including their credentials, qualifications, employment history and disciplinary events.

  10. www.investor.gov › introduction-investing › getting-startedCheck Out Your Investment Professional | Investor.gov

    If necessary, you may be automatically directed to BrokerCheck, a website run by FINRA specifically for broker-dealers. Visit Working with An Investment Professional to learn more about investment advisers and brokers.

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